Charlotte, NC – Bundy Group, LLC announces that Bundy Group Securities, LLC has been approved by FINRA as a securities broker-dealer, effective March 19, 2021. As a FINRA member, Bundy Group Securities will also join the Securities Investor Protection Corporation (SIPC).
Bundy Group Securities will specialize in providing advisory, mergers & acquisitions, and capital raise services for securities-related transactions. With the addition of its broker-dealer, the Bundy Group team will be able to offer a full range of investment banking services to its business, shareholder, and financial-sponsor clients.
Clint Bundy, Managing Director with Bundy Group and President of Bundy Group Securities, commented that “adding the securities broker-dealer demonstrates our group’s continued focus on servicing our clients with a full complement of mergers & acquisitions and capital raise services and our commitment to operating according to best practices established by the financial services industry.” Furthermore, Clint added, “Our 32-year history demonstrates a focus on delivering superior outcomes for our clients in a transparent, ethical manner. Our broker-dealer designation reinforces those principles.”
Bundy Group provides investment banking and transaction advisory services to clients across numerous markets, including healthcare, life sciences, technology, automation, energy, and infrastructure. The highly experienced team within Bundy Group includes transaction and operating professionals with a combined 100 years of experience in investment banking and corporate finance. As a 32-year-old boutique firm, the senior team leverages its specialized focus on our core markets to guide clients through the entire process of selling their company, raising capital, and pursuing acquisitions for growth. To learn more about our services, please visit Services - Bundy Group.